Written by
C. David Kreger
Introduction
The discussion of our species, Homo sapiens, is probably
the most difficult to put together. Whereas in the previous
species have been introduced with historical background and
a discussion of the early, most important finds, and the individuals
responsible for the species designation, this introduction
will focus on some of the theory implicit in the discussion
of the origin and spread of H. sapiens.
Most
researchers currently accept the statement that "modern"
humans can be considered to date to approximately 200-250
kyr. Others (such as Milford Wolpoff), take the view that
our species extends as far as approximately 2.0 myr, subsuming
H. erectus, H. ergaster, and H. heidelbergensis.
There are two polarizing camps on the issue of our species
origin (though there is varying degrees of compromise between
the two stances as well as various alternative positions):
the multiregional (or continuity) camp, and the Out of Africa
(replacement) camp.
The
perspective of multiregionalists is that extending to the
origin of H. erectus, there have been populations of
humans living around the old world, and these all contributed
to successive generations, eventually leading to modern humans.
In this scenario, the Chinese and Indonesian material are
the most direct ancestors of modern East Asians, the African
material are the most direct ancestors of modern Africans,
and that either the European populations are the most direct
ancestors of modern Europeans, or that the European populations
contributed significant genetic material to modern Europeans,
with most of modern Europeans origins rooted in Africa or
West Asia. Adherents to this model look at early material
and try to trace continuity in morphology from those early
populations to later populations in the same geographic area.
In this model, there are paralleled changes in all penecontemporary
populations, with enough genetic migration to maintain close
species bonds, while still allowing the suite of racial features
we see today.
The
perspective of the Out of Africa model (often called Out of
Africa II, referring to a second migration from Africa of
a hominid population) adherents is that when there was a migration
of H. erectus out of Africa into Asia and Europe, these
populations (seen in materials like the Chinese and Indonesian
erectus) did not contribute a significant amount of
genetic material to later populations that led to modern humans
(some claim no genetic ancestry to these groups and their
descendants at all, a "strict" replacement model).
At approximately 200 kya there was a second migration of hominids
out of Africa. This time it was fully modern H. sapiens,
which proceeded to replace whatever populations that then
occupied Asia and Europe. Some see direct competition and
extermination of the native populations, some see passive
replacement due to better adaptive strategies, and some see
genetic admixture with the preponderance of genetic material
coming from the incoming human populations, eventually replacing
and assimilating them into the greater collective. In this
view there is a specific speciation event that occurred which
led to the origin of H. sapiens in Africa, and this
population is the forerunner of modern humans, leaving the
European Neanderthals, Chinese erectus, and others
out in the cold.
There
are various models which embody combinations of these ideas,
different "strict" interpretations of the two theories,
etc. Multiregionalists look for similarities between populations
in the same geographic location that are separated spatially,
while people who follow replacement look for differences.
It is oft a difference of semantics between different interpretations
rather than real differences of opinion, but often there is
real disagreement on the validity of research, and theoretical
interpretations. This has led to some fairly severe strife
within the paleoanthropological community, with potshots often
taken unfairly at rival theories and rival theoreticians.
For example, multiregionalism is often portrayed as a racist
theory that claims different "races" have evolved
to different "levels" of intelligence. Out of Africa
II has often been portrayed as a religiously motivated idea
that tries to come to terms with the biblical story of Genesis,
as reference to the "Eve" theory suggests.
Beyond
disagreement over fundamental issues like "What is a
valid speciation event?" one fact stands out: neither
theory has proved itself above the other in terms of parsimonious
explanation of the fossil evidence. The general opinion among
researchers seems to go in cycles, supporting OoA, then supporting
MRE, then supporting OoA, etc. Currently, we seem to be at
a cusp of support for replacement, and there seems top be
a shifting in opinion more favorable to continuity. The highly
publicized genetic studies that purportedly "proved"
that Neanderthals did not contribute the modern human genome
are so plagued with practical and theoretical problems to
make their conclusions moot, especially since it does not
in any way address the rest of the populations in the world,
and their genetic fate.
Diagnostic Features
Europe
No part of these descriptions will favor one camp over the
other; this being said, multiregionists have a very valid
criticism of the supposed lack of any evidence of continuity
between earlier and later fossil groups in geographic regions.
This certainly holds true for Europe, where the perceived
differences between the earlier Neanderthal populations and
later "modern" H. sapiens populations. There are
many sites which are attributed to what are called "early
modern humans" are not always particularly older than
"fully" modern humans, nor later than Neanderthal
sites. As discoveries have continued over the last century
Neanderthals are now clearly associated with Upper Paleolithic
sites, and "modern" humans are no longer an Upper
Paleolithic phenomenon.
The
history of the interpretation of the European fossil record
is marred by the fact that early attempts to demonstrate continuity
by researchers such as A. Hrdlicka and G. Schwalbe were troubled
by misdated specimens and faulty reconstructions, while early
attempts to demonstrate replacement were based on the Piltdown
hoax and the misdated Galley Hill material. These problematic
foregrounds for further interpretation were also built upon
by the faulty "type" approach of early paleoanthropologists,
where La Chapelle was seen as a typical Neanderthal specimen
and Cro-Magnon was seen as a typical early modern human. In
fact, these two specimens are significantly atypical. Simple
replacement and continuity models are beginning to fall apart,
as the lines between earlier and later populations blurs in
some respects and becomes more demarked in others.
Two
major lines of thinking exist regarding the origins of modern
humans in Europe: Neanderthals contributed some amount of
significant genetic material to later modern human populations,
or they did not. There are three major lines of evidence arguing
for continuity, including:
- The
evolution of the pre-Neanderthal and Neanderthal populations
over time is in the direction of modern European populations.
These trends include: anterior dental reduction, reduced
nasal size, increased central and decreased lateral browridge
height, and more developed mental eminences.
- European
Neanderthals show a number of unique or especially common
features with later Europeans, with lower frequency of expression
in modern European populations.
- No
other penecontemporary population shares unique features
with the later Europeans.
While
some may argue the third point, it is not clearly correct
or incorrect, and the first two points are definite. In contrast,
the evidence for lack of continuity is expressed in the following
points:
- Early
modern Europeans show limb proportions that are closely
linked to warm-adapted African populations, and not with
European Neanderthals.
- Genetic
evidence in the form of mtDNA studies purporting to show
evidence of Neanderthal and modern human divergence at approximately
700 kyr, and studies showing greater mtDNA variation in
African populations, which is claimed evidence for African
origin of modern humans.
- Behavioral
differences between the Neanderthals and early modern humans
in both absolute traits and complexity.
The
genetic evidence is very suspect, and the theoretical and
practical problems with such undertakings will continue to
place such evidence as circumstantial at best for at least
the next five to ten years. The behavioral evidence is an
old one, and is crumbling into dust as paleoanthropology enters
the 21st century. There likely were some behavioral differences
between Neanderthal and later modern human populations, but
there are many traits and sites linking the behaviors as developing
- at least in part - from the former to the later. The limb
proportion evidence, however, seems unmistakable. There was
an influx of either populations or genetics into Europe with
an African origin, though whether as a replacing invasion
or a migration, with or without assimilation it is up in the
air.
Very
possibly occurringat this time was assimilation of the Neanderthal
populations with incoming early modern humans, with differential
representation in the resulting genome on the modern human
side. It is difficult to believe that the Neanderthal traits
would evolve into the modern form without significant contribution
of genes for more gracile features. And the limb proportion
argument cannot be resolved without a migration of Africans
either bodily or genetically. A description of European H.
sapiens, is best accomplished by examining material that
is post-Neanderthal, though still early.
The
largest site from the early Upper Paleolithic in Eastern and
central Europe is Mladec. Discoveries of material from the
site began in 1881, with descriptions beginning in 1925 by
J. Szombathy. Tragically, the material was destroyed at the
end of World War II by the Nazis, along with many other archaeological
materials such as the Predmost� material, when it was
burned in the Mikulov Castle fire. The fossil material is
associated with an early Central European Aurignacian industry.
The material dates from c. 32 kyr or more, and is very important
for the size of the skeletal sample, and its late date. The
material consists of over 100 specimens from the main cave,
and a related side cave that features a triple burial of two
adult males and a child: Mladec 5,6, and 46. The male specimens
are very robust, and there is significant sexual dimorphism
in terms of morphological variability. The three male crania
are characterized by:
- Low
braincases.
- Thick
cranial bones.
- Posterior
cranial flattening forming a Neanderthal-like occipital
bun.
- Marked
spongy bone development.
- Thick
projecting supraorbitals (shaped differently than in Neanderthals).
- Large
cranial capacities (1650 cc. for Mladec 5).
The
female specimens are more gracile than the males, and are
more modern in appearance. However, compared to more modern
humans they are very robust, almost as robust as later Upper
Paleolithic males. This population shows a reduction in the
difference between male and female brain size relative to
the Neanderthal condition. The females (Mladec 1 and Mladec
2) show cranial capacities of 1540 cc. and 1390 cc., respectively,
an increase of 14% over Neanderthals, while the males (Mladec
5) show an increase of only 5% above the Neanderthal condition.
This has been taken as evidence of lack of Neanderthal ancestry,
as well as evidence that the Neanderthal populations were
evolving into the modern form. The Mladec females show both
similarities and differences from the earlier Neanderthal
females, including:
- Larger
cranial vault size.
- More
midfacial prognathism.
- More
anterior zygomatics.
- Lack
a maxillary notch.
- A
considerably narrower nose.
- Presence
of a distinct canine fossa.
As
noted before, there are some marked differences between the
Mladec males and females. The systematic sexual differences
include:
- Larger
cranial vaults in the males (1650 cc. for Mladec 5, 1465
cc. average, a 13% differences).
- The
males have larger and more projecting superciliary arches.
- Males
have a shallow sulcus at the base of the forehead.
- Males
have lower and less verticle foreheads.
- Males
have more angled occipital areas with lambdoidal flattenning.
- Males
have thick and broad superior nuchal lines extending onto
the mastoids.
- Females
have smaller nuchal planes.
- Females
have a lower and less prominent inion.
- Males
exhibit more Neanderthal-like general features, while females
exhibit more modern general features.
Mladec
is the earliest of the non-Neanderthal remains from Central
Europe, but there are multiple sites dating later whose specimens
show similar traits. Similar remains come from Zlaty Kun (Moravia),
Cioclovina (Romania), Bacho Kiro levels 6/7 (Bulgaria), Velika
Pecina (Croatia), Miesslingtal (Austria), the Stetten specimens
(Vogelherd Cave, Germany), and the Hahn�fersand (Germany).
These specimens range from 33 kyr to 25 kyr in date.
The
material from Doln� Vestonice and nearby Pavlov were
found on the Pavlov Hill in southern Moravia. The material
dates to approximately 25-26 kyr, and is extremely variable
in the expression of its traits. The Pavlov material is some
of the most robust Upper Paleolithic remains known, while
the Doln� Vestonice material is far more gracile. The
DV1-3 specimens are very gracile females, with DV3 being identified
with a small sculpture found nearby (identified from a facial
pathology on DV3 and a similar representation on the figure).
The DV16 specimen is more robust, and - unlike the robust
Pavlov material - shows some Neanderthal features. As a whole,
this material is very modern, but it shows some Neanderthal
like features which could be evidence of continuity.
The
Predmost� material is likely the earliest of this later
Upper Paleolithic human remains, and definitively the largest.
Unfortunately, the fire the Nazis used to destroy the Mladec
material also claimed the Predmost� material. The material
is very robust, though it does not approach the Neanderthal
extreme, and shows very little difference between the sexes
in this feature. As with the Mladec remains, the females show
significant increases in brain size over the Neanderthals
(13%), while the increase in the males is slight (2%). As
with other material from this time period, some Neanderthal
features can be found in specific specimens, but a systematic
link between the Neanderthal and later human populations is
lacking. While continuity is not proven impossible, the material
is clearly more related to early modern humans from elsewhere
in the world.
There
are next to no remains in Western Europe that dates to the
beginning of the Upper Paleolithic. There is the material
from the Aurignacian at El Castillo Cave (dated to between
37 and 49 kyr), but the specimens have been lost, and a review
of existing notes on the specimens makes it impossible to
determine if this is a Neanderthal or an early modern human
site. The only other specimen which might date to the early
Upper Paleolithic is the Combe Capelle specimen from France.
This specimen is a very robust women that was originally associated
with Ch�telperronian levels (in 1909), but was surrounded
by controversy from the time of its initial discovery. The
specimen is definitely not a Neanderthal, but its circumspect
dating makes its importance hard to determine.
There
are numerous isolated fragments in Western Europe that date
to later Aurignacian levels, but few are diagnostic enough
to clarify the West Europe transition from the Neanderthal
populations to early modern humans. One site which was thought
to have been Mousterian in age is Grotte des Enfants (Grimaldi).
However, the specimens are likely to have been in a Gravettian
layer, and are thus even younger than Cro Magnon, the best-dated
early site from Western Europe.
Probably
the best known early modern specimen from Europe is the Cro
Magnon material. This skeletal material was discovered at
Abri Cro-Magnon, Les Eyzies, France, in 1868, and has been
dated to approximately 32 kyr to 30 kyr. The material consists
of five skeletons, three adult male, one adult female, and
one infant. The site is an apparent deliberate burial, with
various body adornments found alongside the skeletal material.
The most cited specimen is Cro-Magnon 1; and adult male specimen.
Also known as the "Old Man", Cro-Magnon 1 has a
face pitted with a fungal infection and died in middle age.
The cranium is complete except for the teeth and the mandibular
condyles. Cro-Magnon 1 is definitely modern human, as seen
from such features as:
- A
high, rounded cranium.
- A
steep forehead.
- Large
cranial capacity (1600 cc.).
- A
short face with rectangular orbitals.
- A
tall and narrow nasal opening.
- A
parabolic palate.
- A
prominent mental eminence.
West
Asia
The early humans from West Asia come from as early as 120
kyr, and have been much confused due to radiometric dating
issues. For many years most of the Near Eastern archaic H.
sapiens material was thought to date to approximately 45 kyr
to 35 kyr, due to C14 dating. However, these dates were minimum
ages, due to the limitations of radiocarbon dating. With the
advent of TL (thermoluminescence) and ESR (electron spin resonance),
more accurate dates have been procured. The material from
this area of the world has had various interpretations as
archaic modern human, Neanderthal, populations created by
admixture of the former and latter, etc. However, it now seems
more and more likely that much of the material can be attributed
to archaic H. sapiens or early modern human, with some intrusion
of Neanderthal populations during certain time periods.
The
Near East material has been the center of much of the debate
over replacement versus admixture in the Neanderthal issue.
Due to the presence of both Neanderthal and early modern human
material (and confusion as to what material belonged to which
taxon), the various materials have been used as evidence of
regional continuity, admixture between Neanderthals, early
modern humans, and possibly East Asian lines, as well as evidence
of marked differences between Neanderthals and early modern
human populations. In summation, it seems apparent that Qafzeh
and Skhul are early modern humans, and the habitation by both
Neaderthal and early modern groups came at intervals of global
weather changes, and do not constitute one highly variable
population, or populations living simultaneously in the region.
In other words, when it got colder the Neanderthals moved
into the region and the early moderns moved into North Africa,
and when it got warmer the Neanderthals moved back into Eastern
Europe and the early moderns migrated back to the Near East.
This pattern is seen in other fauna as well, at about the
same time.
Of
the two main Lower Paleolithic early modern sites in the Near
East (Qafzeh and Skhul), the site of Qafzeh dates to an earlier
time period. The cave of Qafzeh, located in Israel, has been
dated by several methods to approximately 100 kyr to 90 kyr,
and has yielded at material from at least 15 individuals,
and possibly as many as 21. The specimen that is usually held
up as the example of this material is Qafzeh IX, a 20-year-old
male that is the most complete skeleton from the site. There
is some disagreement on the sex determination, but later examinations
of the pubic bone shows that the specimen was likely a male.
The specimen was part of a double burial and was discovered
next to the remains of a very young child. The taxonomy of
this specimen is definitely modern, and would not be too out
of place in a modern osteological collection from Eastern
Europe or West Asia. Some of Qafzeh IX's diagnostic features
include:
- A
thin cranial wall that compares favorably to modern Europeans.
- A
high forehead.
- A
high, parallel-sided braincase.
- A
reduced browridge that is divided into a supercilliary arch
and a weak lateral torus.
- Presence
of a canine fossa.
- A
flat midface.
- A
rounded occipital bone.
- Partial
development of a mental eminence.
- Lack
of a retromolar space.
- Cranial
capacity of approximately 1550 cc.
- Approximately
172 cm in height.
Another
complete male cranium is Qafzeh XI, an older adult specimen
with thick supraorbitals that are prominent and projecting,
a broad nose that was not prominent, a short broad face, a
canine fossa, a marked maxillary notch, and a brain size of
approximately 1554 cc. These male features contrast somewhat
with the female material (most prominently Qafzeh V and Qafzeh
III). These feature flattened foreheads, and flattened cranial
rears, which meet at the top of the skulls to form a distinct
angle. The supraorbitals are weakly developed, and more of
a thickening at the end of the sloping frontal. Qafzeh III
also features a thick, continuous, and projecting supraorbitals
in front of the high rounded forehead, a broad occipital,
thick cranial bone, and was about 160 cm tall.
The
cave site of Skhul is very problematic in terms of dating
the site. The site has been dated from 120 kyr up to 40 kyr
by various methods. It has been dated by ESR (65 kyr/93 kyr),
U-series dating (40 kyr/80 kyr), and TL (119 kyr). Some researchers
have suggested that the site has had two habitation periods
(seen by the two different dates given for ESR and U-series
dates), while others see it as a single habitation. Whatever
the actual date (or dates) of the site, its earliest dates
seem to indicate that it was inhabited around the same time
of later than the Qafzeh site. The dating problems revolve
around the fact that the site has been dated by two animal
teeth that are different in age, and has been dated by material
from the burial level dated by TL. Whatever the date, the
site is an extremely important one, with the remains of at
least fourteen individuals present at the site.
The
material from Skuhl is unequivocally modern in characteristic,
though it is in no way identical to modern human populations.
The specimens provide a wide range of features that are considered
"archaic" as well as many that are considered "modern".
The best preserved crania are those of three males (Skhul
4, 5, and 9). This led to the false impression of large cranial
capacity (average brain size of 1550 cc for the three) for
the Skhul specimens. These three show many "archaic"
features that resemble the European Neanderthals (though not
as pronounced in most cases). For example, in proportion,
there is little difference between the Skhul sample and the
European Neanderthals, while facial breadths are also similar
(though facial heights are reduced). The Skhul 5 cranium is
the best preserved (though it lacks much of the facial region),
and the one most often used as representative of the sample.
Features of the Skhul 5 cranium include:
- Age
of death at approximately 30 to 40 (aged by wear on teeth
and the cranial sutures).
- A
high cranial vault.
- A
rounded occipital at the rear.
- A
modern flex at the cranial base.
- An
underdeveloped mental eminence.
- A
prominent browridge.
- A
prognathic loew face.
- Pathology
include evidence of abscessed teeth and rheumatoid arthritis
at the TMJ.
- A
1518 cc brain (slightly below the modern European average).
The
female specimens are less well-preserved than the males, but
retain enough characteristics to identify them as female,
and to make comparisons between the males and females. Just
like the males, the females show a mixture of both "archaic"
and "modern" characteristics. Skhul 2 has a well-developed
mental eminence (the best developed chin out of the Skhul
sample), but its pronounced continuous supraorbital torus
makes it nearly impossible to categorize the specimen by itself
as an anatomically modern human. The Skhul 7 female has the
most Neanderthal-like characteristics, but it is as yet unreconstructed.
The wide variation of traits from this site range from very
Neanderthal-like, to very modern-like. These wide variations
seen between the various specimens makes the use of Skhul
V as the "type" specimen of the site unrealistic,
especially since the differences between Skhul 5 and Skhul
9 are as great as those between modern humans and the Neanderthals.
The
Skhul V individual also provided some postcranial material
in the burial. This material included some vertebrae, some
ribs, most of a left scapula, the right clavicle and part
of the left clavicle, both humeri, the right radius and part
of the left radius, the right ulna and part of the left ulna,
various hand bones, the right ilium, half of the ischium,
most of the right femur and part of the left femur, parts
of the right and left tibiae, most of the left fibula, and
some of the left foot bones. In general, the limb bones are
longer and more gracile than the more robust Neanderthals.
Postcrania from the other individuals is also present, which
makes an examination of the stature of these people possible.
The
Skhul 7 individual (female) is approximately 154 cm tall,
while two male individuals (Skhul 4 and Skhul 5) average 180
cm, a very large sexual difference. The high sexual dimorphism
seen in the sample is not particularly secure (or likely)
due to the extremely small sample size. The average midsex
height figure is 167 cm, a very high figure. The postcrania
shows many more differences between the Skhul individuals
and the Neanderthals than the cranial material does. Some
of these differences include:
- Smaller
shaft proportions relative to limb length.
- Smaller
measures of articular surface relative to limb length.
- A
change in shaft form (e.g. the femora lack midshaft flattening
and excess internal thickening of the cortical bone; meaning
less stenotic).
- A
general reduction in robusticity.
Analyses
of the burials and the morphological characteristics may support
the two date hypothesis, or may simply mean two different
groups at approximately the same time period inhabited the
place. It seems that two different groups in the age of the
material are possible: an earlier group that includes Skhul
3 and 6-10, and a later group that includes Skhul 1, 4, and
5. Since the more "modern" appearing specimens include
Skhul 4 and Skhul 5, this may explain the wide variation at
the site. However, since equally modern features have been
found at the Qafzeh site at an earlier time period, the presence
of more or less "modern" appearing groups at the
site may be deceiving and inconsequential.
Africa
The Middle and early Upper Pleistocene archaeological record
is the best understood of the regions discussed, and the paleoanthropological
record is the most complete. Earlier in the century Africa
was thought to have a very incomplete and unknown history.
This changed with the discovery of many more important fossils
and better dating of the ones that were already known. Where
African material was once placed into sequences based on European
dates and sequences, Africa has become the obvious center
and origin of modern humans, with Europe as more peripheral
in early human evolution.
Africa
may be the origin of modern human anatomical features, but
it also may be the origin of fully modern behavior. The later
Middle Pleistocene, the Middle Stone Age (MSA), was a period
of change in the lithic traditions of this area. All across
Africa at this time, the Middle Stone Age developed out of
the Acheulean. The large bifacial cutting and chopping tools
(or cores for the flake tools depending on the artifact in
question and the interpretation in question) fell into disuse
and were replaced by more Mousterian-like small flake components.
These changes seem to likely be related to the development
of hafting, which allowed a wider range of tools and multiple
component tools to be developed. Dating of the Middle Stone
Age material place it beginning at over 180 kyr, and possibly
even earlier. The African MSA is as early or earlier than
other MSA variations in other regions, and is especially equally
complex. This makes the old argument of Africa as a technological
hinterland incorrect. Some of the African MSA traits include:
- Grindstones
for the preparation of plant foods.
- Use
of marine resources that were transported over 100 km.
- Use
of bone for tool formation.
- The
hafting of spear and other projectile points.
Skeletal
remains are found throughout all of Africa, and all of it
is usually considered H. sapiens, though not all is considered
anatomically modern human. The oldest of the Middle Pleistocene
specimens is a partial cranium from Florisbad, South Africa.
ESR dates for this cranium give an age of approximately 250
kyr. The cranium consists of the sides and part of the front
of the face, with most of the back and cranial base missing.
The specimen is attributed to being a female. The specimen
has been considered a phylogenetic link between earlier populations
and modern living African populations, though some have questioned
the validity of that idea. Some of the Florisbad cranium's
features include:
- A
broad, low frontal that is evenly curved.
- Presence
of a wide sagittal keel.
- Supraorbitals
that are a thickening at the forward edge of the sloping
frontal.
- A
shallow sulcus above the supraorbitals.
- A
short face that is very broad.
- Expanded
maxillary sinuses and consequentially puffy zygomatics.
- The
orbits are spaced far apart.
- The
nasal bones are broad and have little angulation.
- The
dentition was moderate in size.
Other
early MSA sites from Africa include the site of Eyasi, near
Lake Tanganyika in Tanzania, which has been dated to 130 kyr
and 200 kyr, with the real date unknown but likely somewhere
in between. The K�bibat teenager was found in the Mifsud-Giudice
quarry, near Rabat, and has been well-dated to greater than
200 kyr. From Southwest Djibouti, the Wadi Dagadl�
maxilla has been dated to approximately 250 kyr.
The
three specimens from the Kibish formation at Omo, Ethiopia,
may or may not be associated with one another. Omo 1 was an
excavated find, but Omo 2 and 3 were surface finds, and may
not be related to each other or Omo 1. The site is also plagued
by bad dating. A date of 130 kyr was originally given (uranium/thorium)
but it was determined from shell, which is notoriously inaccurate
for this method of dating, and the shell was from a lower
level, making the Omo 1 specimen younger in any event. A faunal
date of 60 kyr has been estimated as well, but the inability
to relocate the site makes any date attributed to the remains
suspect. The two fairly complete specimens are Omo 1 and Omo
2, and the variation displayed between the two and earlier
and later populations make them very important as a link from
earlier to moden Africans.
The
specimens from Omo are undeniably modern in appearance, and
at the time of their discovery (1967) doubled the known age
of modern humans. In addition to the cranial elements, associated
postcranial bones include bones from a shoulder, arm, hand,
ribs, vertebrae, legs, and foot. These postcranial elements
show the fully modern anatomy that is seen in the cranial
specimens, further proof of these specimens' status as fully
modern H. sapiens. The Omo 1 specimen is the most modern appearing,
and consists of the following modern features:
- Long
and curver parietals of an expanded brain case.
- A
short broad face and high forehead.
- Prominent
browridges that taper to the sides rather than forming a
continuous thick bar.
- A
modern-looking U-shaped palate.
- Presence
of a mental eminence.
- Modern
appearing teeth in both size and shape.
- A
cranial capacity of over 1400 cc (exact measurement is difficult).
- A
low nuchal torus position.
The
most complete specimen from the MSA in Africa is the Ngaloba
cranium (Laetoli 18). The cranium has been well-dated to between
129 kyr and 108 kyr by U-series dates. In general shape it
resembles Omo 2, though the Ngaloba frontal is smaller and
flatter, the sagittal keel is more weakly expressed, and the
supraorbitals are less projecting. The Ngaloba specimen may
be earlier than the Omo specimens, and may represent a link
between earlier Broken Hill material, and the later Omo material
(this works well for the frontal and occipital anatomy). However,
since the Omo material is not securely dated, such an assumption
may not be factual, and most likely will remain speculation
unless better dated material is discovered.
The
best dated sample of South African humans from the early Upper
Pleistocene is the Klasies River Mouth material that have
been dated to approximately 90 kyr, although two maxillary
fragments are older, by as much as 30 kyr. While these remains
are well-dated, ad have a central importance in the debates
over a recent African origin or a Multiregional origin, they
have been difficult to analyze due to the fragmentation, and
the most that can be absolutely said for the morphology is
that the population were relatively small, there seems to
be great sexual dimorphism, and some features seem particularly
modern while others are more "archaic" than similarly
aged materials from other parts of the world.
There
are many other MSA sites that contribute to the understanding
of the African sequence, and the population shifts associated
with them. The Sea Harvest material (Saldanha Bay) consists
of a few human fragments found in the remains of a hyena den,
and has been dated to 128 kyr to 75 kyr by faunal analysis.
The Jebel Irhoud material is the earliest from North African
MSA, and provides the only evidence of North African Mousterian-associated
crania. This Cave site has yielded two crania, a juvenile
humerus, and a juvenile mandible, and has been dated to 127
kyr to 87 kyr by ESR dates on horse teeth (though dates of
190 kyr to 105 kyr have also been espoused for this site.
The Singa cranium from eastern Sudan provided fodder for many
a debate, and has been described as "Neanderthaloid",
a Neanderthal-modern hybrid, a "Proto-Bushman",
and pathological. The last explanation is the one that has
become accepted to explain some of the seemingly contradictory
features of the specimen. This specimen has been dated to
133 kyr � 2 kyr by uranium/thorium dating of calcrete
deposits on the cranial vault.
Material
that dates to the Late Stone Age (LSA) in Africa come from
Border Cave (some place it as early as the Klasies River Mouth,
but evidence seems to place it much later) on the KwaZulu
side of the border with Swaziland, the Origstad rock shelter
(28.5 kyr), the Springbok Flats (Tuinplaas) material, the
Lukenya material (17 kyr), the Circumturkana humans, the Kanjera
material, and the Ishango material.
East Asia
The East Asian material is the material most often ignored
by proponents of the Out of Africa model, and the one most
touted by the Multiregional proponents as evidence to support
their theory. While the Chinese material provides the best
argument for continuity outside of Africa, the Indonesian
sequence is filled with problems associated with dating and
provenience, that make any argument connecting the various
material specious. Current trends seems to be leading to a
showdown between OoA proponents and MRE proponents over East
Asia and Australia, so this are is very important for the
future debates over general theory related to modern human
origins. No matter the position of the particular researcher,
none can say that this material is not important or interesting.
The
Indonesian material has been the object of much debate due
to problems of provenience and dating. The Ngandong material
are a clear example of this. Though the material is conventionally
listed as H. erectus by most researchers, it will be discussed
on this page, since the material has been redated to 53 kyr
to 27 kyr, and may be a link to modern East Asians. I am highly
skeptical of this for now, but as the possibility is fascinating
and cannot be ignored (not to mention the material is more
important to discuss as a link from archaic East Asians to
modern East Asians rather than a late surviving archaic of
a population that left no modern progeny). The Ngandong material
provides the single largest collection of crania from Java,
with 15 specimens (including two tibiae) recovered from the
High Terrace of the Solo River near Ngandong, and an additional
female was discovered at nearby Ngawi.
This
material (often called Solo rather than Ngandong) was originally
placed in the Late Pleistocene due to the associated fauna
found. Several attempts at dating have given dates of 101
kyr � 10 kyr (uranium/thorium dating of animal bones),
165 kyr (dating of a nearby High Terrace site), less than
250 kyr (date from fission track dating from similar Javan
deposits), older than 300 kyr (modified ESR date from one
of the crania), and approximately 500 kyr (Potassium/Argon
date from a tuff near the site). However, these date have
come into question based on dates presented by C. Swisher
et al. of 53 kyr to 27 kyr based on U-series and ESR dating
of animal teeth from other deposits found near the site. However,
these new dates are not widely accepted, and the teeth used
are stained gray and bluish by manganese, while the human
material are brown to black, and dense and ceramic-like. These
specimens were fossilized in different environments, and there
seems to be no reason to assume the materials came from the
same time period.
The
Ngandong material were studied intensively by F. Weidenreich,
but he died during the preparation of a monograph on the material,
and it was published incomplete. Of the 13 crania or cranial
fragments, nine are clearly adult, and one is clearly a juvenile
(the rest are not diagnostic). It is believed that Solo 5,
9, 10, and 11 are male, and Solo 1, 4, 6, 8, and the Ngawi
specimen are female. The juvenile (Solo 2) is likely male.
The determination of sex is based on cranial size, projection
and size of the nuchal torus, and the development oa an external
occipital protuberance. These features do not overlap between
the sexes. Other characteristics do overlap, but show a average
difference between the sexes, including vault thickness and
development of the lines and crests marking the muscle attachments.
These
specimens are purported to share a number of similarities
(regional similarities if the MRE hypothesis holds in East
Asia) with earlier Indonesian specimens like the Sangiran
material and the Sambungmachan material. Similarities that
are reported between these samples include:
- The
frontal bone is flat, without any development of a frontal
boss, and merges onto the top of the supraorbital torus.
- The
supraorbital torus is close to horizontal in orientation.
- There
is a distinct frontal keel extending over virtually the
entire squama.
- There
is a prebregmatic eminence, a cross-like elevation at the
meeting of the sagittal and coronal sutures.
- The
top of the vault is evenly curved along the sagittal suture.
While
there are isolated teeth that seem to be associalted with
the later Middle and early Upper Pleistocene faunas known
from several East Asian countries, the vast majority of material
from this time period comes from China. The material from
China comes from a broad spatial span, and includes several
nearly complete crania, as well as much of a postcranial skeleton.
This is the region where multiregional hypotheses gain their
best evidence (indeed, some researchers have begun to accept
continuity in East Asia, while maintaining support for replacement
in Europe). The earliest material from China that has been
designated as H. sapiens (or at least has a good probability
of being H. sapiens) is the Dali cranium from Shaanxi Province,
and several teeth from Tongzi in Guizhou Province.
The
Dali cranium was found in river gravels, and sustained some
damage on its lower face that has never been reconstructed.
This damage pushed the maxilla upwards, making the lower face
look shorter than it actually was. The cranium came from a
male individual under 30 years of age. Some of the features
include:
- A
large, thick cranial vault.
- A
small braincase (1120 cc).
- Large
supraorbital tori that arch over the upper orbits.
- A
low forehead that begins behind the ridges.
- A
distinct frontal boss.
- Presence
of a narrow sagittal keel.
- The
occipital squama is expanded relative to the size of the
nuchal plane.
- The
parietal bosses are well-developed.
The
Dali cranium has several other features that have been presented
as evidence of a link between the earlier Chinese material
from Zhoukoudian, as well as between the Java material from
Ngandong. These features are also used as evidence to fit
Dali into a set of "East Asia" characteristics that
link the fossil material between what is generally considered
the East Asian H. erectus material and modern living Asians.
These characteristics include:
- The
angular torus.
- The
temporal-frontal articulation in the temple region.
- The
thick vault bones.
- The
depressed region where the browridges meet over the nose.
- An
elevated lower cheek border.
- The
presence of a maxillary notch.
- Orbital
pillars that face forward.
- Nasal
bones that are narrow, flat, and oriented vertically, with
a constricted internasal crest.
- A
moderate swelling of the maxilla along the nasal border.
While
the lack of dentition in Dali prevents the inquiry into whether
it had shovel-shaped incisors like current East Asian populations,
the six teeth from Tongzi include a central incisor that is
shovel-shaped in the normal East Asian pattern. The incisor
has moderately strong marginal ridges, a lingual tubercle,
and a straight buccal face. This is another point in favor
of East Asian continuity.
From
a little more recent time period in China, comes the Jinniushan
material. The material from Jinniushan in Liaoning Province
consists of the cranium and much of the postcranial skeleton
of a 20-year-old female. The postcrania include four vertebrae,
some ribs, an os coxa, an ulna, a patella, and 30 hand and
foot bones. The remains were found in a consolidated fissure-filling
in an isolated karst prominence. ESR dates (early uptake model)
by Chen Tiemei et al. has given a dat of approximately 187
kyr (165 kyr to 195 kyr) for this material. The cranium has
the following features:
- A
large cranial vault (1260 cc).
- Unusually
thin vault bones.
- A
gabled cranial contour.
- A
broad frontal bone.
- Central
supraorbital thinning.
- A
gracilized posterior region with marked nuchal plane reduction.
While
these features combine to make Jinniushan the earliest specimen
with this mixture of modern features, there are many features
that are not modern. These features include a great distance
between the orbits, the supraorbitals project far in front
of the forehead, and the nuchal torus extends across the entire
occipital bone and has a distinct, straight upper border there.
However, the case for calling this specimen modern H. sapiens
is probably as strong as African (Klasies River Mouth) and
West Asian (Qafzeh) samples of almost half the age of Jinniushan.
This specimen has also been used as a link to the earlier
Zhoukoudian material, with similar features that include:
- Arched
supraorbitals with a sulcus separating them from the frontal
squama.
- A
tall narrow keel on the frontal bone.
- Transversely
flat, vertically oriented face.
- Marked
facial breadth.
- The
top of the nasal bones makes a horizontal juncture with
the frontal bone.
- A
high position for the maxillary notch.
- Incisor
shoveling, marginal ridges combined with a straight incisor
blade with a tubercle with finger-like projections extending
above it.
M3 reduction.
Other
earlier H. sapiens remains from China include a maxilla and
occipital bone from Chaohu (also known as both Chaoxian and
Yinshan) in Anhui Province, the Changyang maxilla from Hubei,
a child's parietal and teeth from Dincun (Shanxi), teeth from
Xindong (Beijing), a skullcap from Maba in Guangdong Province,
and material from ten individuals at Xujiayao (Shanxi) (2,
3, mandible).
The
unequivocable modern H. sapiens from continental East Asia
include: the Liujiang material (67 kyr), cranial and limb
remains from Salawusu (50 kyr to 37 kyr), the Laishui material
(60 kyr), the Ziyang material (either 39 kyr to 36 kyr, or
7 kyr depending on which level it came from, though this can
no longer be established), the Upper Cave (101, 102) material
at Zhoukoudian (29 kyr to 24 kyr), an occipital from Shiyu
(28 kyr), the Hamakita material from Japan, the Yamashita-cho
material from Okinawa (32 kyr), the Pinza-Abu cranial fragment
and postcrania (26 kyr), the Minatogawa material (18 kyr),
the Niah Cave material from Borneo (40 kyr), and the Wadjak
material (1, 2) from Indonesia.
Australia
The origin of the native Australians has been debated for
years, with the estimate of when Australia was likely inhabited
being pushed further back in time over the years. It is now
absolutely certain that Australia was inhabited by at least
60 kyr to 50 kyr, and there is evidence that indicates the
first habitation occurred by 115 kyr. The evidence of the
earlier habitation comes from a supposed link between the
much younger skeletal remains from Australia, the Javan material.
This argument his centered around a single fossil (WLH 50)
at this time (though there are several other Late Pleistocene/Early
Holocene fossils that purpoted to demonstrate this also).
M. Wolpoff has also noted similarities between his reconstruction
of Sangiran 17 and Aboriginal Australians, including:
- Marked
prognathism, especially at the lower nasal border and below
and is reflected in the high facial angle.
- A
ridge or ridges paralleling the suture between zygomatic
and maxillary bones.
- Eversion
of the lower zygomatic, caused by the fact that the lower
outside corner of the zygomatic, at the corner between the
side and front of the face, extends more laterally than
any of the face above it and gives the facial profile the
outline of a pentagon.
- The
lower outside rim of the orbit is rounded.
- The
lower border of the nose lacks a distinct line marking the
change from nasal floor to the face of the maxilla below
the nose.
- The
alveolar plane for the posterior tooth row is convexly curved.
The
earliest dated Australian skeletal material comes from the
Willandra Lakes system in New South Wales, and has been dated
to greater than 35 kyr. The Willandra hominids include three
mostly complete specimens, the most important in current debates
is WLH 50. WLH 50 was a surface find that is the least securely
dated of the three crania (though ESR dates of the bone place
it minimally within the same time span as the others), and
Wolpoff and others consider it a clear link to the early Indonesian
material. One of the notable features of the specimen is its
large cranial capacity of 1540 cc, larger than the recorded
maximum of modern Native Australians.
The
other two Willandra specimens include WLH (Mungo) 1, a fragmentary
cremated female, and WLH (Mungo) 3 is an older, nearly complete
male specimen. Both are smaller and more gracile than WLH
50, with well-rounded foreheads, thin vault bones, weak muscle
attachments, and weak or moderate supraorbital development.
While in general their features can be considered gracile,
there is some robusticity related to heavy anterior tooth
wear, including the presence of inion well above internal
occipital protuberance in WLH 1, and a broadly developed nuchal
torus on WLH 3. In addition, the incisors and canines of WLH
3 are worn much more than the posterior teeth.
Much
later in time come specimens such as the Kow Swamp material
(e.g. Kow Swamp 1 and 5) at 14 kyr to 9.5 kyr, the Coobool
Crossing material (e.g. 16, 49, 65, 76, 86) at 14 kyr, and
the Keilor cranium and femur at 12 kyr.
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